Sr Compliance Specialist (12mth Contract) Wed May 01 02:00:00 CDT 2019 Hong Kong, Hong 541901400 10498 Corporate 9 Temp <p><span style="margin: 0px; color: rgb(28, 31, 31); font-family: "Arial",sans-serif; font-size: 14pt;">Senior Compliance Auditor</span></p> <p style="margin:0.0px 0.0px 0.0px 6.53px"><span style="margin:0.0px;color:#1c1f1f;font-family:'Arial', sans-serif;font-size:10.5pt">Primary focus will be to develop and execute, on behalf of management, testing routines that will provide senior management with assurance as to the adequacy of existing systems and controls to manage risks effectively and to achieve key objectives, in terms of Corporate Governance and the Business Control Environment.<span style="margin:0.0px">  </span>Specific emphasis will be placed on controls in place to support compliance with the requirements of the Sarbanes Oxley Act (SOX) and the adequacy of existing processes in place to ensure compliance with the trading structure in all relevant locations globally.</span></p> <p style="margin:0.0px 0.0px 0.0px 6.53px"><span style="margin:0.0px;color:#1c1f1f;font-family:'Arial', sans-serif;font-size:5.0pt"> </span></p> <p><span style="margin:0.0px;color:#262428;font-family:'Arial', sans-serif;font-size:10.5pt">Responsi</span><span style="margin:0.0px;color:#262428;font-family:'Arial', sans-serif;font-size:10.5pt">bilities:</span></p> <p style="margin:0.0px 6.2px 4.0px 19.2px;text-align:justify;text-indent:-0.2in"><span style="margin:0.0px;color:#1c1f1f;font-family:Symbol;font-size:10.5pt"><span style="margin:0.0px">·<span style="font:7.0pt 'Times New Roman';margin:0.0px">      </span></span></span><span style="margin:0.0px;color:#1c1f1f;font-family:'Arial', sans-serif;font-size:10.5pt">Perform the audit in a professional manner in accordance with the approved audit program.</span></p> <p style="margin:0.0px 6.2px 4.0px 19.2px;text-align:justify;text-indent:-0.2in"><span style="margin:0.0px;color:#1c1f1f;font-family:Symbol;font-size:10.5pt"><span style="margin:0.0px">·<span style="font:7.0pt 'Times New Roman';margin:0.0px">      </span></span></span><span style="margin:0.0px;color:#1c1f1f;font-family:'Arial', sans-serif;font-size:10.5pt">Prepare or revise appropriate audit programs to accomplish audit objectives.</span></p> <p style="margin:0.0px 6.2px 4.0px 19.2px;text-align:justify;text-indent:-0.2in"><span style="margin:0.0px;color:#1c1f1f;font-family:Symbol;font-size:10.5pt"><span style="margin:0.0px">·<span style="font:7.0pt 'Times New Roman';margin:0.0px">      </span></span></span><span style="margin:0.0px;color:#1c1f1f;font-family:'Arial', sans-serif;font-size:10.5pt">Demonstrate the ability to obtain, analyze, and evaluate evidence obtained during a review and express an informed, objective opinion on the control system</span><span style="margin:0.0px;color:#1c1f1f;font-size:10.5pt">’</span><span style="margin:0.0px;color:#1c1f1f;font-family:'Arial', sans-serif;font-size:10.5pt">s adequacy and effectiveness and the efficient performance of the activities being reviewed.</span></p> <p style="margin:0.0px 6.2px 4.0px 19.2px;text-align:justify;text-indent:-0.2in"><span style="margin:0.0px;color:#1c1f1f;font-family:Symbol;font-size:10.5pt"><span style="margin:0.0px">·<span style="font:7.0pt 'Times New Roman';margin:0.0px">      </span></span></span><span style="margin:0.0px;color:#1c1f1f;font-family:'Arial', sans-serif;font-size:10.5pt">Review transactions, documents, records, reports, and methods for accuracy and effectiveness.</span></p> <p style="margin:0.0px 6.2px 4.0px 19.2px;text-align:justify;text-indent:-0.2in"><span style="margin:0.0px;color:#1c1f1f;font-family:Symbol;font-size:10.5pt"><span style="margin:0.0px">·<span style="font:7.0pt 'Times New Roman';margin:0.0px">      </span></span></span><span style="margin:0.0px;color:#1c1f1f;font-family:'Arial', sans-serif;font-size:10.5pt">Prepare working papers to record and summarize data on the assigned audit section.</span></p> <p style="margin:0.0px 6.2px 4.0px 19.2px;text-align:justify;text-indent:-0.2in"><span style="margin:0.0px;color:#1c1f1f;font-family:Symbol;font-size:10.5pt"><span style="margin:0.0px">·<span style="font:7.0pt 'Times New Roman';margin:0.0px">      </span></span></span><span style="margin:0.0px;color:#1c1f1f;font-family:'Arial', sans-serif;font-size:10.5pt">Demonstrate the ability to discuss audit findings.</span></p> <p style="margin:0.0px 6.2px 4.0px 19.2px;text-align:justify;text-indent:-0.2in"><span>·</span><span>      </span><span style="margin:0.0px;color:#1c1f1f;font-family:'Arial', sans-serif;font-size:10.5pt">Prepare written audit findings and draft audit reports.</span></p> <p style="margin:0.0px 6.2px 4.0px 19.2px;text-align:justify;text-indent:-0.2in"><span>·</span><span>      </span><span style="margin:0.0px;color:#1c1f1f;font-family:'Arial', sans-serif;font-size:10.5pt">Evaluate responses to reports to determine reasonableness and determine appropriate follow-up actions. Appraise the adequacy of corrective action taken to improve deficient conditions.</span></p> <p> </p> <p>Requirements:</p> <p><span style="margin:0.0px;color:#242424;font-family:'Times New Roman', serif;font-size:14.0pt"><span style="margin:0.0px">•<span style="font:7.0pt 'Times New Roman';margin:0.0px">         </span></span></span><span style="margin:0.0px;font-family:'Arial', sans-serif;font-size:10.5pt"><font color="#000000">University degree in Accounting, Finance or International Business with a professional qualification i.e. CPA, CIA, CISA or other </font></span></p> <p><span style="margin:0.0px;color:#242424;font-family:'Times New Roman', serif;font-size:14.0pt"><span style="margin:0.0px">•<span style="font:7.0pt 'Times New Roman';margin:0.0px">         </span></span></span><span style="margin:0.0px;font-family:'Arial', sans-serif;font-size:10.5pt"><font color="#000000">5 years of Internal or External Audit experience gained from Big 4 and/or a sizable organization</font></span></p> <p><span style="margin:0.0px;color:#242424;font-family:'Times New Roman', serif;font-size:14.0pt"><span style="margin:0.0px">•<span style="font:7.0pt 'Times New Roman';margin:0.0px">         </span></span></span><span style="margin:0.0px;font-family:'Arial', sans-serif;font-size:10.5pt"><font color="#000000">Sound knowledge of internal audit methodologies </font></span></p> <p><span style="margin:0.0px;color:#242424;font-family:'Times New Roman', serif;font-size:14.0pt"><span style="margin:0.0px">•<span style="font:7.0pt 'Times New Roman';margin:0.0px">         </span></span></span><span style="margin:0.0px;font-family:'Arial', sans-serif;font-size:10.5pt"><font color="#000000">Strong written and oral communication skills </font></span></p> <p><span style="margin:0.0px;color:#242424;font-family:'Times New Roman', serif;font-size:14.0pt"><span style="margin:0.0px">•<span style="font:7.0pt 'Times New Roman';margin:0.0px">         </span></span></span><span style="margin:0.0px;font-family:'Arial', sans-serif;font-size:10.5pt"><font color="#000000">Flexible, able to take initiatives, self-motivated, organized and be able to meet strict deadlines</font></span></p> <p><span style="margin:0.0px;color:#242424;font-family:'Times New Roman', serif;font-size:14.0pt"><span style="margin:0.0px">•<span style="font:7.0pt 'Times New Roman';margin:0.0px">         </span></span></span><span style="margin:0.0px;font-family:'Arial', sans-serif;font-size:10.5pt"><font color="#000000">Excellent analytical skill and attentive to details</font></span></p> <p><span style="margin:0.0px;color:#242424;font-family:'Times New Roman', serif;font-size:14.0pt"><span style="margin:0.0px">•<span style="font:7.0pt 'Times New Roman';margin:0.0px">         </span></span></span><span style="margin:0.0px;font-family:'Arial', sans-serif;font-size:10.5pt"><font color="#000000">Fluent in English, Cantonese and Mandarin</font></span></p> <p><span style="margin:0.0px;color:#242424;font-family:'Times New Roman', serif;font-size:14.0pt"><span style="margin:0.0px">•<span style="font:7.0pt 'Times New Roman';margin:0.0px">         </span></span></span><span style="margin:0.0px;font-family:'Arial', sans-serif;font-size:10.5pt"><font color="#000000">Willing to travel up to 20% of the year.<span style="margin:0.0px">  </span>(Each overseas project generally requires 1-2 week travel.)</font></span></p>

Sr Compliance Specialist (12mth Contract)

Senior Compliance Auditor

Primary focus will be to develop and execute, on behalf of management, testing routines that will provide senior management with assurance as to the adequacy of existing systems and controls to manage risks effectively and to achieve key objectives, in terms of Corporate Governance and the Business Control Environment.  Specific emphasis will be placed on controls in place to support compliance with the requirements of the Sarbanes Oxley Act (SOX) and the adequacy of existing processes in place to ensure compliance with the trading structure in all relevant locations globally.

 

Responsibilities:

·      Perform the audit in a professional manner in accordance with the approved audit program.

·      Prepare or revise appropriate audit programs to accomplish audit objectives.

·      Demonstrate the ability to obtain, analyze, and evaluate evidence obtained during a review and express an informed, objective opinion on the control systems adequacy and effectiveness and the efficient performance of the activities being reviewed.

·      Review transactions, documents, records, reports, and methods for accuracy and effectiveness.

·      Prepare working papers to record and summarize data on the assigned audit section.

·      Demonstrate the ability to discuss audit findings.

·      Prepare written audit findings and draft audit reports.

·      Evaluate responses to reports to determine reasonableness and determine appropriate follow-up actions. Appraise the adequacy of corrective action taken to improve deficient conditions.

 

Requirements:

         University degree in Accounting, Finance or International Business with a professional qualification i.e. CPA, CIA, CISA or other

         5 years of Internal or External Audit experience gained from Big 4 and/or a sizable organization

         Sound knowledge of internal audit methodologies

         Strong written and oral communication skills

         Flexible, able to take initiatives, self-motivated, organized and be able to meet strict deadlines

         Excellent analytical skill and attentive to details

         Fluent in English, Cantonese and Mandarin

         Willing to travel up to 20% of the year.  (Each overseas project generally requires 1-2 week travel.)


Job Segment: Compliance, Internal Audit, CPA, Accounting, Legal, Finance

Date: May 1, 2019

Requisition ID: 10498

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